Justia U.S. 5th Circuit Court of Appeals Opinion Summaries

Defendant pled guilty to three counts of possessing a firearm as a felon in violation of 18 U.S.C. Section 922(g)(1). He raised various issues on appeal.   The Fifth Circuit vacated and remanded. The court explained that the district court’s ambiguous sentence impacted the “outcome of the proceeding” in at least two ways. First, the Bureau of Prisons decided that the sentence was so ambiguous that it “could not be executed.” That obviously would never have happened save for the error. The court further explained that after it was made aware of the error, the district court attempted to impose a completely different sentence at the null-and-void July re-hearing. The court reasoned that rarely does it have such strong evidence “that, but for the error, the outcome of the proceeding would have been different.” Moreover, the court explained that the district court has already expressed its willingness to change Defendant’s sentence once. The court, therefore, left it to the district court on remand to exercise its jurisdiction and discretion to impose any sentence at or below the statutory maximum. View "USA v. Willis" on Justia Law

Brothers and energy consultant executives led an international bribery scheme implicating companies and individuals across the globe. They pleaded guilty to crimes related to their participation in the enterprise and their attempts to cover it up. Several press agencies intervened and successfully moved to unseal almost all the documents in the case up to that point. Not only were many of the documents filed under seal, but the district court also closed part of the sentencing hearing to the press and public. At the same time, media interest in the case remained high, and the intervening press organizations moved to unseal numerous documents related to the sentencing. The district court denied their motion. On appeal, the intervening organizations maintain that they have both a First Amendment and a common-law right to access at least some of the sealed information.   The Fifth Circuit affirmed the denial of intervenors’ motion to unseal documents related to Defendant’s sentencing. The court held that intervenors were not so deprived of a meaningful opportunity to be heard as to justify reversal. They had notice of the general reasons that the parties would likely proffer to keep the information under seal. The documents unsealed after the court granted intervenors’ 2020 motion contained passages identifying the interests that the parties viewed as compelling enough to justify sealing. The court explained that even if the court had unsealed the opposition brief as much as possible while still safeguarding the interests it identified in its ultimate order, the outcome would not have changed. View "USA v. Financial Times" on Justia Law

In January 2022, a jury convicted United Development Funding (“UDF”) executives (collectively “Appellants”) of conspiracy to commit wire fraud affecting a financial institution, conspiracy to commit securities fraud, and eight counts of aiding and abetting securities fraud.  Jurors heard evidence that Appellants were involved in what the Government deemed “a classic Ponzi-like scheme,” in which Appellants transferred money out of one fund to pay distributions to another fund’s investors without disclosing this information to their investors or the Securities Exchange Commission (“SEC”). Appellants each filed separate appeals, challenging their convictions on several grounds.   The Fifth Circuit affirmed. The court wrote that evidence strongly supports a finding that Appellants intended to conduct a scheme to deprive investors of their money. There is proof that they purposefully advertised a desired rate of return to brokers and continued to solicit investors to invest their money into UDF III despite knowing that UDF III did not have enough money to sustain its current investors. Evidence also shows that they purposefully did not invest UDF IV and UDF V investors’ money into the business or otherwise use the money to further fund developer’s projects. Further, the court held that the foremost scheme alleged here was for the Appellants to obtain money from investors, and the Government’s mountain of evidence supporting this theory is sufficient, regardless of the invalidity of its subsidiary theory. Here, the Appellants fail to highlight the multiple errors that they allege occurred throughout their trial. View "USA v. Greenlaw" on Justia Law

Defendant, a deer farmer in Louisiana, was found guilty of aiding and abetting others in hunting over bait and hunting over a baited area, both in violation of the Migratory Bird Treaty Act. The district court affirmed the conviction, fine, and one-year term of probation. On appeal, Defendant principally argued that the MBTA and accompanying regulations allow him to use Mississippi’s Cooperative Extension Service guidance for the Southeast region, rather than the guidance issued by Louisiana’s Extension Service, to take advantage of the MBTA’s safe harbor provision.   The Fifth Circuit affirmed. The court explained that the safe harbor exemption found in Section 20.21(i)(1) is only applicable where feed has been distributed “solely as the result of a normal agricultural operation.” Defendant does not challenge the extraneous improvements evidence and, instead, argues only that the Government made its case based on outdated guidance from the expert witness and did not look to Mississippi’s extension service recommendations that Defendant’s planting allegedly followed. The court wrote that because it held that the Cooperative Extension Service and State Extension Specialists’ guidance is state-specific, the court found no error in the Government’s use of the LSU Extension’s recommendations. Further, the court reasoned that even if the Mississippi State guidance was applicable, it did not benefit Defendant because he did not follow the normally accepted practice of placing one inch of soil over the seeds. View "USA v. Holdman" on Justia Law

Without a plea agreement, Defendant pleaded guilty to carjacking resulting in serious bodily injury and discharging a firearm in furtherance of a crime of violence or a drug trafficking crime. The district court sentenced him to 30 years in prison. Defendant challenged the sufficiency of the factual basis to which he pleaded guilty and the reasonableness of his sentence.   The Fifth Circuit affirmed. The court held that the factual basis supports Defendant’s guilty plea, and the district court’s imposition of an upward variance was neither procedurally nor substantively unreasonable. The court concluded that the district court articulated the fact-specific reasons in support of a non-Guidelines sentence, committed no legal error in the procedure followed in arriving at the sentence, and gave appropriate reasons for its imposition. Accordingly, the sentencing court is owed “great deference,” and Defendant has not shown that his sentence is procedurally unreasonable.   The court further explained that Defendant did not show that the court’s analysis failed to take into account a factor that should have received significant weight, gave weight to an irrelevant or improper factor, or represented a clear error of judgment in balancing the sentencing factors and other relevant considerations. Thus, in applying a deferential standard of review to the district court’s consideration of the totality of the circumstances, as required, the court held that the district court’s upward-variance sentence was substantively reasonable. View "USA v. Jones" on Justia Law

Defendant pleaded guilty to being a felon in possession of a firearm and received a sentencing enhancement for possessing a gun “in connection with” drug trafficking. Defendant raised two challenges to his sentence.   The Fifth Circuit affirmed, holding that the district court applied the Sentencing Guidelines and did not clearly err in its factfinding. The court explained that Defendant correctly received a four-level sentencing enhancement if he possessed a firearm in connection with a drug trafficking offense. The court reasoned that a firearm is “automatically” connected to drug trafficking if it is found in close proximity to drugs or drug paraphernalia, and there is no serious dispute that Defendant’s firearm was in close proximity to his drugs, grinder and scale.   Further, Defendant argued that the automatic enhancement prescribed by Application Note 14(B) is an unreasonable expansion of the Guidelines’ text under Kisor v. Wilkie. The court noted that first, the district court was entitled to find that Defendant committed a drug trafficking offense. Mere possession of a controlled substance with an intent to distribute qualifies as a “drug trafficking offense.” Moreover, Defendant alleged that he expressly told the officers at the traffic stop that the drugs were just for personal use. But there is nothing in the record to support that. Finally, Defendant reasoned that because he was homeless, he was less capable of trafficking. But the United States cites Defendant’s lack of gainful employment as evidence for trafficking—he had an obvious motive to turn drugs for profit. View "USA v. Choulat" on Justia Law

Defendant pleaded guilty to one count of identity theft and one count of possession of a firearm by a convicted felon. The district court found the calculated guidelines range of 15 to 21 months to be “woefully unreasonable” and varied upwards to a total of 72 months of imprisonment, which consisted of a sentence of 36 months for the identity theft offense and a concurrent sentence of 72 months for the firearm offense. On appeal, Defendant challenged only the substantive reasonableness of the 72-month sentence for the firearm offense.   The Fifth Circuit affirmed. The court concluded that Defendant has not shown that the district court abused its discretion. The court also concluded that the district court did not abuse its discretion by giving significant weight to Defendant’s prior marijuana importation offense, which is the predicate offense for his firearm conviction, and to the statements of the victim of the identity theft. Finally, Defendant has not shown that the district court made a clear error of judgment in balancing the sentencing factors of Section 3553(a), and the court declined to reweigh those factors. View "USA v. Cortez-Balderas" on Justia Law

A grand jury indicted a doctor and two pharmacists (collectively, “Appellants” or “Defendants”) for roles in a “pill-mill” operation. Prosecutors charged Appellants with three drug-distribution conspiracies that each spanned from 2011 to 2020. The pharmacists, who both owned pharmacies, were also charged with possession with intent to distribute controlled substances. At trial, the Government offered extensive evidence, including text messages, wiretaps, surveillance, cooperator testimony, and records from Defendants’ businesses and homes. The jury found Defendants guilty on all counts. The district court sentenced the doctor and one of the pharmacists to 240 months imprisonment and the other pharmacist to 151 months. Defendants timely appealed.   The Fifth Circuit affirmed. The court explained that there is sufficient evidence for a jury to draw reasonable inferences to support Appellants’ convictions. The pharmacist and doctor failed to make the showings necessary to warrant plain error reversal. The pharmacist’s refusal to be represented by her retained attorney amounted to a knowing and voluntary waiver of counsel. The pharmacist failed to show the necessary prejudice for her challenges to the denial of a continuance, as well as permitting a DEA agent to authenticate her signature as a lay witness. The Government’s closing argument was consistent with the evidence. The record is not sufficiently developed to evaluate the doctor’s IAC claim. View "USA v. Capistrano" on Justia Law

Defendant was indicted on one count of being a felon in possession of a firearm. He moved to suppress the evidence of the weapon, claiming that the gun was the fruit of an unlawful seizure because the officer lacked reasonable suspicion to initiate a “Terry stop.” The district court orally denied the motion to suppress after a live hearing based on testimony from the officer and the tipster. Defendant entered a conditional guilty plea, reserving the right to appeal the denial. After the court entered a judgment of conviction, Defendant timely appealed.The Fifth Circuit concluded that the police had reasonable suspicion to seize Defendant and thus lawfully obtained the incriminating evidence from his car. The court further affirmed the judgment of conviction. The court explained that the contemporaneous tip, the visual details that the officer confirmed, the high-crime area, and Defendant’s evasive response to police presence was enough to give an officer articulable suspicion that crime was occurring (or was about to occur). To conclude otherwise would raise the bar of reasonable suspicion and hamper law enforcement from engaging in essential investigatory actions. View "USA v. Wright" on Justia Law

Defendant pled guilty to conspiring to possess cocaine with intent to distribute it, in violation of 21 U.S.C. Sections 846, 841(a)(1), and 841(b)(1)(B). Defendant had two prior drug convictions for possessing amphetamine with intent to distribute it and conspiring to possess methamphetamine with intent to manufacture and distribute it. Because these and the instant offense were classified as controlled substance offenses, Defendant was deemed a career offender under § 4B1.1. Defendant appealed his career-offender designation.On appeal, Defendant argued that conspiracies cannot qualify as controlled substance offenses because the guideline definition excludes inchoate crimes. A panel rejected his argument and then the Fifth Circuit granted en banc review.The en banc court affirmed, finding that under Stinson v. United States, 508 U.S. 36 (1993), a guideline comment is "authoritative unless it violates the Constitution or a federal statute, or is inconsistent with, or a plainly erroneous reading of, that guideline," neither of which applied here. In so holding, the Fifth Circuit joined the First, Second, Fourth, Seventh and Tenth Circuits. View "USA v. Vargas" on Justia Law